Commercial Banking is seeking a Senior Associate Controls Manager, based in Tokyo, to help support the controls framework for the Commercial Banking International business (Cash, FX, Credit and areas of Investment banking) from an end to end perspective.
In addition to this role the individual will be required to assist on aspects of Business Management.
This role will have direct responsibility for Japan but will also partner with global teams and as required provide support on LOB / firm wide projects and initiatives.
The person will also partner closely with all support functions including Control, Finance, Business Operations, Technology, Compliance and others to deliver upon the requirements of the business.
The role will involve significant exposure to the front office and extensive interaction with local stakeholders and regional teams.
Responsibilities include :
1. Control Management
o Identify, assess and mitigate business risks that could impair the ability to do business in country as well across the franchise
o Drive control agenda at functional level
o Assess and monitor critical inherent risk at granular business unit level
o Review, challenge and substantiate control ratings and inherent and residual risk results
o Evaluate all control gaps / breaches and based the severity rating, record as appropriate
o Review action plans for above mentioned control gaps / breaches; ensuring material risks properly mitigated and validate execution and closure
o Ensure that effective business continuity plans exist
o Partner with global control functions to support the enhancement of the control and compliance environment including contributing to remedial programs relating to regulatory inspections
2. Business Management
o Support business management updates
o Support bankers on the ground with presentation and review
Leadership & Management :