Japan Country Compliance
Minato, Japan
5 日前

What will you be doing?

  • Acting as the main contact person for regulatory matters and responsible for interaction with various regulatory bodies including internal / external coordination and checking responses
  • Acting as PMO (Project Management Office) for regulatory inspections
  • Managing regulatory changes by checking regulatory notifications and sending them to relevant departments to take necessary actions, monitoring progress and outcomes
  • Providing guidance / set standards in the area of firewall regulation, outsourcing, personal information protection laws and client asset segregation etc
  • Taking a lead in the planning and implementation of solutions aligned with regulatory requirements, and changes in global policy as well as issues raised by Audit
  • Leading firm-wide projects as appropriate and demonstrating leadership as a subject matter expert and / or acting as a coordinator to move the business in right direction
  • Interacting with internal stakeholders within and outside Japan and also with external parties, as appropriate, such as regulators, industry associations and clients
  • Driving information and insight from data and guiding internal stakeholders in a transparent manner
  • What we’re looking for :

  • Comprehensive understanding of local regulation
  • Ensure full compliance with regulatory requirements, Enterprise Wide Risk Management framework and internal Barclays policies and policy standards
  • Extensive analytical skills and way of logical thinking
  • Skills that will help you in the role :

  • Legal study background
  • Experience in financial industry or professional services
  • A good team player
  • Where will you be working?

    Our office is located in the Roppongi Hills building complex, one of the largest property developments in Japan, with modern and secure offices.

    The surroundings are known to be highly commercial, with restaurants, shops, gyms, and places to relax.


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