JP_2020_Manager, Compliance, Manulife Investment Management
千代田区, Tokyo JP
‎‎4 時間前

Job Description

  • Supervise compliance of other departments with regulations as well as internal rules and provide adequate advice.
  • Review marketing materials from compliance perspective.
  • Conduct periodic compliance controls on sales and marketing activities.
  • Prepare a variety of internal / external compliance reports, e.g. reporting to the Group Compliance, filing to the FSA and industry associations.
  • Manage documents including contracts, legal ledgers and internal policies and procedures.
  • Required Skills & Experiences(must have) :

  • work experience as a compliance officer in asset management company (more than 3 years)
  • knowledge of local laws and regulations related to asset management business, i.e. Financial Instruments and Exchange Act
  • knowledge and work experience of Asset Management business with a focus on asset management area (Toshi Komon gyo)
  • Japanese (fluent, especially in reading / writing)
  • English (intermediate or above)
  • Internal Guidelines about Work From Home :

    Telework is possible when it is necessary to do so.

    Over time :

    Around 20-30 hours per month but may exceed at the time of regulatory inspection

    Salary :

    Based on our Work Rules, we will consider your experience, skills and knowledge when we decide the


    Commutation allowance and Variable Incentive Bonus are paid based on our Work Rules.

    Working Hours :

    Standard Working Hours : 9 : 00am - 5 : 00pm (Include 1 hour break. Flextime system available)

    Benefits :

    Social Insurance (Health Insurance, Employees' Pension, Unemployment Insurance, Worker's Accident Insurance), Benefit One, Training system (include Japanese lesson / English lesson), Childcare Leave / Family care Leave, Baby-sitter support program, wiwiw System (Support program for those who take Childcare Leave), Retirement Pension (only for Regular employee).

    Holidays / Vacations :

    Saturdays and Sundays

    National Holidays

    Year-end and new year holidays (December 30, December 31, January 2 and January 3)

    Annual Paid Holiday

    For Regular employee, other special holidays are available (e.g. Anniversary Leave, etc.)

    Location : Marunouchi Office, 1-8-1, Marunouchi Trust Tower N 15F, Marunouchi Chiyoda-ku Tokyo

    Our commitment to you

  • Our mission; to be a part of making Decisions Easier and Lives Better
  • A leadership team dedicated to your growth and success
  • A bold ambition and set of goals to be a leader in driving transformation in our industry
  • Our best. Every day.
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